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Senior Controls Analyst

Posted: 25 Apr 2022 Closes: 24 Jun 2022
London, England, GB Competitive
Permanent & Full-time 1010869483

Senior Controls Analyst, First Line Controls


Make a difference every day!

Invesco is driven by a pure focus on investment. It's all we do. We focus on doing work that matters and being a firm that gives a voice to every employee. In fact, we make a promise to our clients and each other to create greater possibilities together. We're looking for people who have fresh perspectives. Who can come together to share ideas, listen and challenge each other to achieve better solutions for our clients.

Your role

Responsible for the day-to-day execution of Control Activity within the First Line Fund Management Functions. Responsibilities will include Control Operation, management of Policy and Procedure, maintenance of Risk and Control Registers, Operational Risk management, ad-hoc project work, liaison with Compliance, Risk and Technology departments.

Your Team

The First Line Controls is part of the wider Investment Specialized Service team at Invesco Ltd, a leading independent global investment management firm dedicated to delivering an investment experience that helps people get more out of life. The First Line Controls Team is led by Stuart Liddle, the Senior Manager, and supports the Henley Investment Centre, Invesco Fixed Income and Invesco Senior Secured Management Teams. The team undertake controls activity on behalf of these functions, performing analytical assessment to ensure the investment activity complies with regulation and Invesco's own internal policies and standards. The team are additionally responsible for ensuring the accuracy and completeness of Policy and Procedural documentation for these Investment Teams. The team are currently engaged in a programme of work to enhance the control environment across by providing an enhanced suite of controls and oversight facilities. Joining the team you will play a key role in both the undertaking of the controls activity and driving the strategic direction of the team, implementing change and enhancement to our control framework.

Each employee must ensure all activities are in line with Invesco's Conduct principles.

Key responsibilities:
  • Operate thematic oversight controls to ensure the adherence to internal, regulatory and mandated processes. Implement updates and enhancements to these controls as required.
  • Maintain the content and validate the accuracy of the Risk and Controls register, ensuring risks are correctly captured and performed and the controls are appropriate and proportionate to the underlying risks.
  • Review the functioning of controls to provide Senior Management with Assurance that controls are functioning effectively in line with procedure. Provide necessary Management Information for Senior Management to verify the effectiveness of the Controls Environment. Share any findings and make recommendations for controls enhancement.
  • Ensure Procedural documentation correctly represent the risk environment and controls framework, updating and modifying as needed.
  • Actively partake in the incident management process, ensuring any failure points and gaps in the control environment are correctly identified and recommendations are made to mitigate any deficiencies. Provide active challenge to the remediation process to ensure the optimal outcome to our clients.
  • Active involvement in projects ensuring the business is positioned to respond to market, regulatory and client requirements with a primary focus on managing risk and identifying appropriate controls. Additionally engage with relevant business and/or technology projects testing.
  • Build strong relationships with Fund Management Teams, Compliance, Operational Risk and Internal Audit. Understand their processes and ensure synergies between our departments.
  • Provide general support for other team members and management in the team and wider Fund Management Business Units.

Sound interesting? You'll need:
  • Experience of working within Financial Services is essential, asset management is preferred. Exposure to the front office would be beneficial.
  • Experience of working within the Three Lines of Defence is required, this role is Controls focused and previous experience would be considered favourably, however roles withing Compliance, Operational Risk or Audit would also be considered positively.
  • Full working knowledge of standard office software is required. Strong Microsoft Excel knowledge is preferred. Ability to use Visio, confluence or other project software would be considered favourably.
  • Experience of working within large scale business transformation projects would be positive.
  • Analytical mindset with a focus on detail.
  • Curiosity towards the investment process and the mechanics of financial transactions.
  • Desire to change and enhances, with a continuous improvement mindset.
  • Good standard of general education (A level or equivalent)
  • Good standard of English and Maths desirable

The good stuff

We have an outstanding benefits package, which includes:
  • Competitive salary and bonus
  • Company-provided healthcare
  • 26 days' annual leave + bank holidays
  • Generous pension provisions
  • Income protection
  • Health and wellness benefits
  • Volunteering days
  • Enhanced parental leave
  • Life insurance
Our commitment to you

We recognise that everyone is different and that the way in which people want to work and deliver at their best is different for everyone. As part of Invesco's commitment to ensuring our teams have the broad range of experiences and backgrounds required to promote diversity of thought, and to maintaining a positive, engaging work environment, we champion flexible working.

Please feel free to discuss flexible working options with us.

Our commitment to the community and environmental, social and governance investing

We partner with charitable organisations globally to make an impact in the communities where we live and work. Our people are encouraged to support the charities they feel most passionate about. We are also committed to environmental, social and governance (ESG) investing. We serve our clients in this space as a trusted partner both on specific responsible investment product strategies as well as part of our commitment to deliver a superior investment experience.

Join Us

We're proud to be a firm that achieves more together. One that is focused on doing work that matters. One that gives a voice to every employee. One that genuinely cares. By coming together to share our ideas, listen, and challenge each other's perspectives, we get to better solutions for our clients.

Our ambition is high. By working smart and supporting one another, we can continuously push ourselves to grow. We all have the opportunity to make a meaningful impact on our business, our industry and our clients' lives.

Let's create greater possibilities together!

People with disabilities:

We want to give all our candidates the best opportunity to shine. If you need any adjustments to be made during the application and selection process, please send an e-mail to ( Please include your name, the job you are interested in, and the type of adjustment you need.

Recruitment Agencies:

Invesco has an in-house recruitment team, which focuses on sourcing great candidates directly. Invesco will not accept unsolicited resumes from agency or search firm recruiters. Fees will not be paid in the event a candidate submitted by a recruiter without an agreement in place is hired. When we do use agencies, we have a PSL in place, so please do not contact hiring managers directly.


This position may fall in-scope of one or multiple regimes/directives.
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