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Senior Manager, Regulatory Risk

Posted: 1 Apr 2019 Closes: 1 May 2019
Edinburgh £60825 - £81100 per annum
Permanent & Full-time lloyds-banking-group/5cc3715e5a624


Keeping our customers and business safe is a key priority to ensuring LBG becomes the best Financial Services provider in the UK.

Customer and Business Risk (C&BR) are here to support the Group Director Insurance & Wealth and the Executive team manage risk. C&BR is a first line function with a clear remit to improve controls and support the delivery of customer strategy. Its success will be tested against clear, tangible delivery goals articulated through established metrics. C&BR has specialists in different aspects of risk including investment, operational, regulatory and business risks.

The purpose of this role is to support senior management and Heads of Function across the Investment management business to identify, interpret and implement regulatory change. The job holder will provide thought leadership, knowledge, analytical skills, stakeholder management capability, and self-confidence to challenge existing processes and to make well researched and soundly judged recommendations for improvement.

What you'll be doing...

You'll bring the risk framework to life for the business in such a way that the business is enabled to build its own credibility and confidence in their own management of risks and controls.

You'll oversee investment related regulatory activity within the business as well as where this is delegated to other teams e.g. asset managers, custodian (stock lending)

You'll provide regulatory (and some operational may also be required) advice on the substance, design and development ‎of project/business solutions and related risks and issues.

You will help shape an effective investment compliance monitoring plan and check that the investments businesses remain compliant.

Review, interpret and advise on FCA and PRA Handbook rules and guidance, EU financial services regulations, directives, technical standards as well as legal, regulatory rules and IA best practice guides.

You'll build and maintain an effective internal and external network of key partners to establish understanding of the business and Regulatory environment and risks

We're looking for your skills in the following...

  • Ability to build and maintain a relationship with key executive partners.

  • Strong influencing, negotiating and coaching skills.

  • Significant subject matter expertise of existing and emerging regulations covering Investment Management.

  • Knowledge of different asset classes including fixed income, derivatives and illiquid asset classes would be helpful

Have we got your attention yet?

We'll give you an energising environment where you'll see our real passion for diversity and equal opportunity - ensuring our colleagues represent the communities we serve.

You'll also get a comprehensive remuneration package that includes a bonus, a flex cash pot, a car/allowance, 30 days holiday, Private medical benefit and a generous pension. We also encourage agile working and the role offers a good work life balance.

So, be a key part of a team where you're given the confidence to be your whole and best self as we journey to lead the industry sector and apply today…

Lloyds Banking Group

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