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Marketing Compliance Officer

M&G plc
London, United Kingdom
Closing date
16 Mar 2024

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Job Details

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve our vision we're looking for exceptional people who live our values of care and integrity and who can inspire others; embrace change; deliver results and keep it simple.

We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role.

This role is primarily responsible for delivery of compliant marketing communications created and managed across the Asset Management business in all the different market and jurisdictions where M&G Investments operates. This role will operate within the Asset Management Marketing Communications Compliance Team.

Key Responsibilities:

  • Accountable for delivering a quality service and product to customers and stakeholders
  • Runs the organisation's processes and systems following pre-defined procedures
  • Adapts to change, responds with initiative and make suggestions for improvements to own work and processes
  • Manage reviews and approvals of Marketing Communications for Asset Management to ensure delivery of clear, consistent and appropriate communications to customers and stakeholders.
  • Conduct quality assurance of the communications approved by Asset Management staff on a delegated basis ('Business Approvals') to ensure adherence to the 'Marketing Compliance Control Framework'.
  • Develop wider financial promotions regulatory knowledge within a regulated environment, using your skills and business knowledge to apply sound judgement.
  • Support the team in the delivery of ongoing continuous improvements to strengthen the control environment, drawing on creativity and digital agility to find opportunities to work in easier ways. Demonstrate critical thinking skills, using data and other sources of information to prompt ongoing improvements.
  • Work collaboratively with others, providing clear and actionable feedback to expedite the approval process.

Key Knowledge, Skills & Experience:

  • Must be fluent in both English and Spanish (either native speaker or through qualifications). Additional language skills will be a plus
  • Previous initial experience of working in a regulated environment ideally within asset management business (desirable). Previous experience in compliance and/or marketing will be a plus.
  • Basic understanding of key compliance and legislative requirements around financial promotion, data, social media, privacy, security and communication standards.
  • Excellent verbal, written and influencing skills - in person and remotely.
  • Relevant industry qualification in a related compliance or legal discipline - desirable.
  • University degree (or equivalent) - desirable.

We have a diverse workforce and an inclusive culture at M&G plc, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent. Regardless of gender, ethnicity, age, sexual orientation, nationality or disability we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.


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